This site is part of the Informa Connect Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.

Informa

Dominic Fielding
Head of Compliance & MLRO at Handelsbanken Wealth UK

Profile

Dominic joined Handelsbanken Wealth in 2016 as MLRO and Head of Compliance. He has worked in Financial Services for over 25 years and has extensive regulatory experience. Before joining Handelsbanken, Dominic set up his own consulting firm and was Chief Risk Officer at Duncan Lawrie Asset Management. He has worked in Internal Audit at Aviva and been a Director of Regulatory Practice at pwc, where he worked with clients across financial services dealing with regulatory risks including Financial Crime work. Prior to this, he worked in supervision at the FCA (formerly FSA) and dispute resolution at the Financial Ombudsman Service.

Dominic holds a Bachelors and Masters degree in Law from the University of London.

Agenda Sessions

  • Creating a Culture of AML & ABC Compliance

    11:00