24-26 March 2020
London
Capital Requirements for Investment Firms - 13th Annual Forum
The only forum to address the New EU Prudential Regime and other key Capital Management regulatory and business challenges specifically for the Investment Firms Sector.
Hear direct from the FCA!
FCA & 30+ other speakers including 20 Investment Firms such as...
WHAT WAS ON THE AGENDA ALONGSIDE THE FCA:
Benefit from FCA guidance and insights into practical experiences via multiple case studies and panel sessions featuring capital management specialists from investment firms
Hear direct from FCA on expectations, feedback and future direction...
DUARTE DELGADO, FCA...
FCA Q&A: Key Messages on Capital Requirements for Investment Firms
Plus, gain updates and guidance on your key Regulatory requirements and expectations:
Impact of the New EU Prudential Regime for Investment Firms
Moving to a Risk Appetite Quantification Approach
Wind-Down Planning for Financial and Operational Elements
SREP Feedback, Common RMP Points and Section 166 Themes
Liquidity Stress Testing, Policies and Procedures
Enhancing Pillar 1 Returns and Calculations
Culture, Governance and the Impact of SMCR
Hear multiple case studies allowing you to learn from your peers' experiences including...
- ALLIANCE BERNSTEIN...
"Practical Insights into Implementing an Enterprise Risk Framework, Demonstrating "Use Test", Risk Lineage and ICAAP Integration"
MARTIN CURRIE INVESTMENT MANAGEMENT...
"Moving to a Risk Appetite Quantification Approach"
- AVIVA INVESTORS...
"Embedding and Evidencing Culture, Governance and the Impact of SMCR"
- FIDELITY INVESTMENTS...
"Assessing Current Emerging Risks and Incorporating them into the ICAAP"
- JANE STREET...
"An Update on the New EU Prudential Regime's Regulatory Progress, Scope, Classification and K Factor Elements"
Have your questions answered by Big 4 Advisors & Investment Firms on the 5x Q&A Sessions:
"New EU Investment Management Prudential Regime Impacts"
- RBC Asset Management - XTX Markets - Columbia Threadneedle - EPTA - EFAMA - and others...
"Meeting Liquidity Risk Management Expectations"
- XTX Markets - Tradition - FNZ - and others...
"Ask the Expert - ICAAP Expectations and SREP Themes and Future Direction"
- EY - KPMG - Deloitte - PWC - and others...
"Aligning Risk Appetite with Business Strategy, Risk Management Framework"
- GAM - AXA IM - Vanguard - Martin Currie IM - FNZ - and others...
"ICAAP Governance Challenges, Senior Management Engagement and Operational Challenges"
- BNP Paribas AM - Hargreaves Lansdown - Fidelity - PGIM - BGC - and others...
Plus 9 specialist Advisors & European Trade Body Representatives including...
The 13th Annual Capital Requirements for Investment Firms Forum in numbers...
30+ Speakers
20 Sessions
70 Delegates
Just some of the past attendees to this Forum include...
AIG Asset Management (Europe) - Alliance Trust - Alpari UKArchitas - AVIVA Investors - AXA Investment Managers - Baillie Gifford & Co - BGC Partners - Blackrock - BNP Paribas Investment Partners - Brewin Dolphin Plc - Cantor Fitzgerald - Central Bank of Ireland - Citadel Investment Group - Columbia Threadneedle Investments - DIAM International - European Capital Financial Services - FXCM Ltd - GAM - Hargreave Hale - Invesco Perpetual - James Hambro & Partners - KCG - Kleinwort Benson Investors - M&G Investments - Martin Currie Investment Management - Neptune investment Management - Newton Investment Management - NFU Mutual - Nucleus Financial Group - Pershing - Pramerica Financial - Sarasins & Partners - Sberbank CIB - Scio Capial - Solo Captial - Standard Life Investments - Swiss Re - Tcam Asset Management - Threadneedle International - Towry - Tradition - Turcan Connell Assett Management - UBS Asset Management -Vanguard Asset Management -XTX Markets
2019 Silver Sponsor
2019 Media Partner
Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...
As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for Risk & Capital Management expertise within the Investment Firms Sector. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved! For a bespoke package, contact Sophie Serhan on on Sophie.serhan@Informa.com or call: +44 (0) 207 551 9931, or click on the link below for more details.