Capital Requirements for Investment Firms - 14th Annual Forum

Post-Conference workshop...

A Practical Guide to the

New Prudential Regime

for EU Investment Firms

26 March 2020 – Central London

See the workshop programme here

This workshop will examine the key changes being introduced through the EU-wide new prudential regime for investment firms which is likely to have a significant impact.

It will discuss the changes to the capital requirements calculations and address the new ‘K-factors’, alongside illustrating and highlighting the impacts by using practical case studies.

The likes of classification of firms based on proportionality,  timelines and implementation periods will also be on the agenda.

Attending this workshop will enable you to understand the:

• Main prudential changes investment firms will be subject to over the next few years
• Impact the k-factors will have on an investment firm using a practical example in a case study
• Key drivers for the new capital requirements – how can capital be optimised and managed under the new regime
• Impact of the related changes such as CRD V
• How the consolidation rules will change under the new regime

Pre-Conference workshop...

Meeting Expectations for

Regulatory Reporting

in Investment Firms

23 March 2020 – Central London

See the workshop agenda here

This workshop presents a timely opportunity to gain a practical update and benchmark understanding of current practice relating to capital requirements and FCA reporting. 

The course will begin by providing an update on current capital requirements rules before moving on to addressing the associated reporting requirements including governance and control environments.

The workshop is designed to be participative throughout. The agenda will combine focused presentations, case studies and illustrations to identify and explore key challenges.

Just some of the benefits of attendance include:

• Refreshing understanding of Capital Requirements under BIPRU Providing the latest developments under CRR and CRD IV
• Discussing how to complete the relevant filings to the FCA including COREP
• Identifying common issues and pitfalls surrounding Capital Requirements and Reporting
• Overview of key governance and control environments.