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24-26 March 2020

Capital Requirements for Investment Firms - 13th Annual Forum

The only forum to address the New EU Prudential Regime and other key Capital Management regulatory and business challenges specifically for the Investment Firms Sector.

Hear direct from the FCA!


2019 registrations are now closed for this event. 

To stay in the loop about this and other Infoline events, download the 2019 agenda and sign up to our mailing list. Alternatively, you can see more conferences on our Infoline Events page.


Benefit from FCA guidance and insights into practical experiences via multiple case studies and panel sessions featuring capital management specialists from investment firms

Hear direct from FCA on expectations, feedback and future direction...
  • FCA Q&A: Key Messages on Capital Requirements for Investment Firms

Plus, gain updates and guidance on your key Regulatory requirements and expectations: 

  • Impact of the New EU Prudential Regime for Investment Firms
  • Moving to a Risk Appetite Quantification Approach
  • Wind-Down Planning for Financial and Operational Elements
  • SREP Feedback, Common RMP Points and Section 166 Themes
  • Liquidity Stress Testing, Policies and Procedures
  • Enhancing Pillar 1 Returns and Calculations
  • Culture, Governance and the Impact of SMCR
Hear multiple case studies allowing you to learn from your peers' experiences including...
"Practical Insights into Implementing an Enterprise Risk Framework, Demonstrating "Use Test", Risk Lineage and ICAAP Integration"


 "Moving to a Risk Appetite Quantification Approach"
"Embedding and Evidencing Culture, Governance and the Impact of SMCR"
"Assessing Current Emerging Risks and Incorporating them into the ICAAP"
"An Update on the New EU Prudential Regime's Regulatory Progress, Scope, Classification and K Factor Elements"
Have your questions answered by Big 4 Advisors & Investment Firms on the 5x Q&A Sessions:
"New EU Investment Management Prudential Regime Impacts"
  • RBC Asset Management - XTX Markets - Columbia Threadneedle - EPTA - EFAMA - and others...
"Meeting Liquidity Risk Management Expectations"
  • XTX Markets - Tradition - FNZ - and others...
"Ask the Expert - ICAAP Expectations and SREP Themes and Future Direction"
  • EY - KPMG - Deloitte - PWC - and others...
"Aligning Risk Appetite with Business Strategy, Risk Management Framework"
  • GAM - AXA IM - Vanguard - Martin Currie IM - FNZ - and others...
"ICAAP Governance Challenges, Senior Management Engagement and Operational Challenges"
  • BNP Paribas AM - Hargreaves Lansdown - Fidelity - PGIM - BGC - and others...

The 13th Annual Capital Requirements for Investment Firms Forum in numbers...

30+ Speakers
Sharing their experiences and expertise with you
20 Sessions
Proving solutions and guidance to your issues
70 Delegates
Network with peers that share your challenges

Just some of the past attendees to this Forum include...

AIG Asset Management (Europe) - Alliance Trust - Alpari UKArchitas - AVIVA Investors - AXA Investment Managers - Baillie Gifford & Co - BGC Partners  - Blackrock - BNP Paribas Investment Partners - Brewin Dolphin Plc - Cantor Fitzgerald - Central Bank of Ireland - Citadel Investment Group - Columbia Threadneedle Investments - DIAM International  - European Capital Financial Services - FXCM Ltd - GAM - Hargreave Hale  - Invesco Perpetual - James Hambro & Partners - KCG - Kleinwort Benson Investors - M&G Investments - Martin Currie Investment Management - Neptune investment Management - Newton Investment Management - NFU Mutual - Nucleus Financial Group - Pershing - Pramerica Financial - Sarasins & Partners - Sberbank CIB - Scio Capial - Solo Captial - Standard Life Investments - Swiss Re - Tcam Asset Management - Threadneedle International - Towry - Tradition - Turcan Connell Assett Management - UBS Asset Management -Vanguard Asset Management -XTX Markets

2019 Silver Sponsor

2019 Media Partner

Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...

As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for Risk & Capital Management expertise within the Investment Firms Sector. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved! For a bespoke package, contact Sophie Serhan on on or call: +44 (0) 207 551 9931, or click on the link below for more details.

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