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Key Sessions
Duarte Delgado
FCA Q&A: Key Messages on Capital Requirements for Investment Firms
FCA - Financial Conduct Authority
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Conference - Day One

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Conference - Day One

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09:00 - 09:3030 mins
Registration & Networking
    09:30 - 09:4010 mins
    Chairperson’s Opening Remarks
    • Andrew Brand - Head of Operational Risk, XTX MARKETS
    New EU Prudential Regime
    09:40 - 10:1030 mins
    Day 1
    An Update on the New EU Prudential Regime's Regulatory Progress, Scope, Classification and K Factor Elements
    • Laurence Blake - Head of Risk, JANE STREET EUROPE
    10:10 - 10:4030 mins
    Day 1
    Clarifying the Liquidity, Reporting, Disclosure, Governance and Remuneration Sections of the New Investment Firms Regulation / Directive
    • Ian Kelly - Head of Regulatory Advisory, ROYAL BANK OF CANADA INVESTMENT MANAGEMENT
    10:40 - 11:1535 mins
    Day 1
    INVESTMENT FIRMS PANEL SESSION: Discussing the Potential Impact of the New Investment Management Prudential Regime for Differing Types of Firm
    • James Ross - Head of Regulatory Developments, COLUMBIA THREADNEEDLE INVESTMENTS
    • Piebe Teeboom - Director General, FIA EPTA - European Principal Traders Association
    • Michael Chambers - Head of Prudential Practice, ACA COMPLIANCE GROUP
    • Agathi Pafili - Senior Regulatory Policy Advisor, EFAMA - European Fund & Asset Management Association
    • Ian Kelly - Head of Regulatory Advisory, ROYAL BANK OF CANADA INVESTMENT MANAGEMENT
    11:15 - 11:3520 mins
    Day 1
    Networking & Refreshment Break
      Risk Framework
      11:35 - 12:1035 mins
      Day 1
      Practical Insights into Implementing an Enterprise Risk Framework, Demonstrating "Use Test", Risk Lineage and ICAAP Integration
      • Sopun Leng - Head of Risk, ALLIANCE BERNSTEIN
      FCA Feedback
      12:10 - 12:5040 mins
      Day 1
      FCA Q&A: Key Messages on Capital Requirements for Investment Firms
      • Duarte Delgado - Prudential Specialist, FCA - Financial Conduct Authority
      • Karishma Parmar - Acting Manager in the Prudential Specialists Department, FCA - Financial Conduct Authority
      12:50 - 13:5060 mins
      Networking & Lunch Break
        Risk Appetite & KRIs
        13:50 - 14:2535 mins
        Day 1
        Practical Experience of Moving to a Risk Appetite Quantification Approach
        • Philip McCrossan - Senior Enterprise Risk Adviser, MARTIN CURRIE INVESTMENT MANAGEMENT
        14:25 - 15:0035 mins
        Day 1
        Investment Firms Panel Session: Aligning Risk Appetite with Business Strategy, the Risk Management Framework and Business Implementation
        • Julija Nester - Senior Regulatory Advisor, FNZ
        • Brian Thornhill - Associate Director, DELOITTE
        • Darren Nicholls - Head of Risk - Non-Continental Europe, GAM
        • Philip McCrossan - Senior Enterprise Risk Adviser, MARTIN CURRIE INVESTMENT MANAGEMENT
        • Orlagh Culliton - Head of UK Operational Risk, AXA INVESTMENT MANAGERS
        • Nick Evans - Business Risk Manager - Europe, VANGUARD ASSET MANAGEMENT
        15:00 - 15:3535 mins
        Day 1
        Designing an Effective Suite of Forward Looking KRIs that Can be Objectively Tracked
        • Steven Hughes - Operational Risk Manager, AVIVA INVESTORS
        Stress Testing & Wind Down
        15:35 - 15:5520 mins
        Day 1
        Afternoon Coffee Break
          15:55 - 16:3035 mins
          Day 1
          Achieving Suitably ‘Plausible & Severe’ Stress Testing and Reverse Stress Testing and Demonstrating Use within Business Decision Making
          • Anthony Ma - Associate Director and Head of Prudential Assurance for Financial Services, GRANT THORNTON
          16:30 - 17:0535 mins
          Day 1
          Enhancing Wind-Down Planning for Financial and Operational Elements of Plans
          • Anthony Ma - Associate Director and Head of Prudential Assurance for Financial Services, GRANT THORNTON
          17:05 - 17:105 mins
          Chairperson’s Summation and Close of Day One
            NextConference - Day Two

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