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12 - 14 October 2021
Hilton BanksideLondon

Elaine Rogers
Senior Vice President, Head of Global Functional Control and CASS Office at Northern Trust


Elaine has 17 years of Financial Services experience specializing in CASS over the last 8 years. Elaine Rogers is Head of Client Asset for EMEA at Northern Trust. Elaine’s main responsibility is to maintain oversight and governance of end to end systems and controls for the protection of client assets to ensure compliance with the FCA’s client asset regulation. Prior to her current role, Elaine specialized in providing technical regulatory advise to financial services firms and has extensive Big 4 experience in managing a number of CASS Client Asset engagements involving the review of and assessment of processes and controls.

Agenda Sessions

  • CASS Awareness – Embedding CASS Knowledge in other Functions


Speakers at this event