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12 - 14 October 2021
Hilton BanksideLondon

Jonathan Dark
CASS Oversight Director at Tilney Smith & Williamson


Jonathan has been specialising in CASS for over 13 years and has a wide range of experience gained from working as an CASS auditor and in CASS specific roles for some of the UK’s leading wealth and investment management firms. He is currently the SMF with responsibility for CASS Operational Oversight for the Smith & Williamson group which includes a CASS large firm, a transfer agent and an in-house broker.

Jonathan is a member of a number of CASS industry bodies and informal CASS networking groups, presents at industry events and contributes to industry best practice guides. He has also been shortlisted for this year’s Individual City of London Wealth Management Award in the category of CASS Specialist.

Agenda Sessions

  • Banking Exemption versus Client Money


Speakers at this event