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5 December 2019
Hotel Birger JarlStockholm

David Nowell
Senior Regulatory Reporting Specialist at Kaizen Reporting

Profile

David Nowell is a leading expert on MiFIR transaction reporting and EMIR trade reporting. He has over 30 years financial services experience on both sides of the regulatory fence, having worked previously for the FSA, Reuters, Credit Suisse and the London Stock Exchange. David was a Technical Specialist within the Transaction Monitoring Unit at the FSA, where he was responsible for shaping the transaction reporting rules and providing guidance to UK firms. David was the FSA’s representative on transaction reporting in Europe for a number of years and later became a member of ESMA’s Market Data Standing Committee Consultative Working Group. After working ten years at the FSA, David became Head of Transaction Reporting at Credit Suisse. David also spent over six years at the London Stock Exchange where he was Head of Compliance for UnaVista, principally working as Compliance Officer for the EMIR Trade Repository and compliance for the MiFID Approved Reporting Mechanism David also introduced an industry accredited diploma training course on the subjects of MiFID and EMIR transaction reporting to help the industry improve the quality of reporting standards.

Agenda Sessions

  • Addressing the Ongoing Operational and Regulatory Compliance Challenges of Trade and Transaction Reporting

    14:15