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Senior Managers & Certification Regime
21 October 2020
London

21 October 2020
London

Extension of the Senior Managers & Certification Regime

Benchmark your SMCR Procedures and December 2019 Preparations against Asset Management Firms, Banks and Insurers

Tackle Conduct Rule Breaches, complying with the SMCR cross-border, classifying Certified Persons, staff training requirements and more...

Join us from the comfort of your home or office

For the first time, Senior Managers & Certification Regime conference will be a fully digital event, including live-streamed presentations, Q&As, practical panel discussions, 1:1 networking, virtual networking drinks and post-event downloadable resources.

2019 TOPICS INCLUDED...

Prepare for December 2019 Implementation

  • Hear from the FCA's David Blunt on the final SMCR rules 
  • Improve internal training processes and adoption of conduct rules 
  • Tackle Senior Manager responsibilities & classifying CPS

Discuss Consistent Implementation of the SMCR

  • Determining conduct rule breaches and regulatory referenes
  • Ensure SMs act consistently and take reasonable steps 
  • Comply with the regime & establish strong frameworks overseas 

Benchmark SM&CR Preparations against the Industry

  • Hear from insurers on their early implementation experiences 
  • Discuss initial adoption of the SMCR from major banks 
  • Compare December 2019 preparations with asset management firms 



2019 Extension of Senior Managers & Certification Regime In Numbers...

8+

Industry Speakers

4

Panel Sessions

8

Timely Topics