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Wai Lum Kwok
Senior Executive Director, Capital Markets at ADGM Financial Services Regulatory Authority

Profile

Wai Lum joined the Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM) in June 2015.  He heads up the Capital Markets division responsible for authorisation and supervision of financial market infrastructures and capital markets intermediaries. The division also regulates the offering of securities and collective investments schemes.

Wai Lum also spearheads FSRA’s strategy and efforts to support the supervision of innovation in Financial Technology (FinTech) and development of the FinTech ecosystem in ADGM.

Wai Lum has more than 15 years of supervisory experience.  Prior to ADGM, Wai Lum served as the Director of the Capital Markets Intermediaries Division of the Monetary Authority of Singapore.  Wai Lum graduated from Imperial College, London with an M.Eng in Electrical Engineering and holds an M.Sc in Applied Finance from the National University of Singapore.  He is a CFA charter holder.

Agenda Sessions

  • Off The Record Session With Regulators: What Are Our Priorities & Concerns In Regulating FinTech?

    11:10am