GAIM Ops Cayman

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April 23 - 26, 2023
The Ritz-Carlton, Grand Cayman

Kelly Koscuiszka
Partner at Schulte Roth & Zabel LLP

Profile

Kelly Koscuiszka advises private funds on regulatory and compliance matters, particularly the Investment Advisers Act of 1940, and works closely with clients undergoing SEC examinations. She also advises clients on environmental, social and governance (ESG), regulatory risks associated with alternative data and other innovative research strategies, privacy and data security and the regulatory challenges presented by new technologies. She leads training sessions for clients, including on topics such as alternative data, insider trading, ESG, the new marketing rule and best practices for electronic communications and technology usage. When necessary, she represents clients in regulatory investigations and enforcement actions by the SEC, DOJ and FINRA as well as in complex civil litigation matters. Kelly is admitted to the Bar in New York and has Court Admissions in the US Supreme Court; the US District Court of New Jersey; the US District Courts in Eastern and Southern Districts of New York.Kelly received her J.D. from Georgetown University Law Center and her B.A. from Rutgers University.

Agenda Sessions

  • SEC enforcement activity on electronic communication using external systems

    3:10pm