Kristin Snyder
Co-Deputy Director, Office of Compliance Inspections and Examinations (OCIE) at U.S. Securities and Exchange Commission (U.S. SEC)

Profile

Kristin is the Co-Deputy Director of the SEC’s Office of Compliance Inspections and Examinations (OCIE) as well as OCIE’s Co-National Associate Director of the Investment Adviser/Investment Company Examination Program. Ms. Snyder also serves as the Associate Regional Director for Examinations in the SEC’s San Francisco Regional Office, where she leads the examinations program. Ms. Snyder has worked at the SEC for more than fifteen years, and previously served as a Branch Chief and a Senior Counsel in the San Francisco office’s enforcement program.

Agenda Sessions

  • Regulators’ panel: US examinations and enforcement priorities

    12:00pm

Speakers at this event