September 27-29, 2021
InterContinental New York Times SquareNew York

Jennifer Duggins
Assistant Director & Co-head of the Private Funds Unit at U.S. Securities & Exchange Commission

Profile

Jennifer A. Duggins, IACCP® is Assistant Director and Co-Head of the Private Funds Unit within the SEC’s Office of Compliance Inspections and Examinations.  Prior to joining the SEC, Jennifer was a Director in Regulatory Risk Consulting within the Advisory Practice of KPMG. Prior to joining KPMG, Jennifer was Senior Vice President and Chief Compliance Officer of Chilton Investment Company.  Prior to Chilton, Jennifer was Vice President, Legal and Compliance at Andor Capital Management.  Jennifer has served as a Faculty Member and Director of the Board of the National Society of Compliance Professionals (NSCP) and served as a CCO Roundtable Steering Committee Member with the Managed Funds Association during 2009 and 2010. 

Agenda Sessions

  • SEC 2021 update – Examining the latest priorities and exam questions. Please note that this session will not be recorded.

    13:30