September 27-29, 2021
InterContinental New York Times SquareNew York

Vincent Tortorella
Chief Compliance and Surveillance Officer at Point72


Vincent Tortorella is the Chief Compliance and Surveillance Officer of Point72. He is a former Assistant U.S. Attorney and member of the Department of Justice. Mr. Tortorella joined Point72 in April 2014 to create and lead a Surveillance unit, which was later merged with the Firm’s Compliance group under Mr. Tortorella’s leadership. Mr. Tortorella and the Firm’s Compliance and Surveillance team are responsible for ensuring the Firm and its employees operate according to its Mission and Values, and upholding the Firm’s Compliance policies, Code of Ethics, and Canon of Professional Standards.

Prior to joining Point72, Mr. Tortorella worked at Coatue Management as the General Counsel and Head of Proprietary Research. He was previously the Chief Operating Officer and General Counsel at Guidepoint Global in New York.

Earlier in his career, Mr. Tortorella was a trial attorney in the criminal division of the U.S. Department of Justice in Washington, D.C. He also served as an Assistant United States Attorney for the Southern District of New York. Prior to that, Mr. Tortorella practiced white collar and commercial litigation at the New York office of Skadden, Arps, Slate, Meagher & Flom, and clerked for the Hon. William H. Pauley III in the Southern District of New York.

Mr. Tortorella received his BA in English from Dartmouth College and is an honors graduate of Duke University School of Law. He is member of the Board of Advisors of Children of Fallen Patriots Foundation.

Agenda Sessions

  • SEC 2021 update – Examining the latest priorities and exam questions. Please note that this session will not be recorded.