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December 5 - 7, 2021
Monarch Beach ResortDana Point, CA

Kathlyne Kiaie
Chief Compliance Officer at SailingStone Capital Partners LLC

Profile

Kathlyne is a Partner of SailingStone Capital Partners LLC, where she is the Chief Compliance Officer with over 30 years' compliance and regulatory experience in the financial services industry. Prior to joining SailingStone in December 2013, Kathlyne was a Managing Director at First Oak Capital Management LLC, a global long/short equity hedge fund she co-founded in July 2010. Previously, from December 2005 through June 2010, Kathlyne was the Chief Compliance Officer of Seasons Capital Management, LLC, at the time a $2 billion long/short equity hedge fund. From April 2001 through November 2005, Kathlyne was the Chief Compliance Officer for Seneca Capital Management, an institutional investment management firm with $12 billion in assets under management (in 14 affiliated and unaffiliated sub-advised mutual funds) at the time of her departure. From 1995-2001, Kathlyne founded her own regulatory compliance consulting firm (Knob Hill Compliance Consulting) where she assisted both broker-dealer and investment advisers on compliance and regulatory issues as well as assisting them with exams. Kathlyne started her career in 1988 at Montgomery Securities in San Francisco.