10 May 2022
Millennium Knightsbridge Hotel, London
ICARA & Stress Testing for Investment Firms - 10th Annual Practitioners' Forum
The only Forum to feature the FCA focusing specifically on ICARA & Stress Testing challenges for the Investment Firms Sector
Featuring FCA and 15+ specialist speakers from Investment Firms & Advisory Firms including...
What's on the agenda at the 10th Annual Forum:
Benefit from regulatory guidance and insights into practical experiences via multiple case studies and panel sessions featuring capital management specialists from investment firms
An agenda featuring FCA and focusing on today's key Regulatory requirements and expectations:
- Update on New Prudential Regime for Investment Firms
- Stress and Reverse Stress Testing struggle points
- Wind-Down Planning financial and operational elements
- SREP Reviews preparation and management experience
- Liquidity Framework and stress testing common faults
- Capturing Operational Resilience and emerging risks
- SMCR, Culture, Governance and Use Test
- Current ICARA, SREP Feedback, Section 166 themes
Investment Firms & Advisors allowing you to benchmark your approach with latest practice:
Highlighting Current ICARA Expectations, SREP Feedback, Section 166 Themes
- Brian Thornhill, Associate, Director, Deloitte
- Tin Lau, Group Head of Financial and Strategic Risk, TP ICAP
- Michael Macedo, Managing Director of Risk Management, Cantor Fitzgerald/BGC Partners
Understanding 'Risk of Harm' in the context of ICARA
- Oivind Andresen, Director - Risk Advisory, BDO
Practical Experiences Gained Preparing for and Managing SREP Reviews
- David Harper, Head of Enterprise Risk, Fidelity International
Your questions answered by Big 4 Advisors & Investment Firms on the Q&A Sessions:
Financial Conduct Authority (FCA) Q&A: Key Messages on ICARA and Stress Testing for Investment Firms
Addressing Current ‘Struggle Points’ in Stress and Reverse Stress Testing Practice within Investment Firms
Practical Experience Gained Preparing for and Managing ICAAP & SREP Reviews
Examining How and Where Liquidity Policy and Controls are Falling Short of Expectations and What Good Practice Looks Like
The 10th Annual ICARA & Stress Testing for Investment Firms Forum in Numbers...
15+ speakers
Sharing their experiences and expertise with you
10+ sessions
Proving solutions and guidance to your issues
60+ Attendees
Network with peers that share your challenges