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ICARA & Stress Testing for Investment Firms - 10th Annual Practitioners' Forum
10 May 2022
Millennium Knightsbridge Hotel, London

10 May 2022
Millennium Knightsbridge Hotel, London

ICARA & Stress Testing for Investment Firms - 10th Annual Practitioners' Forum

The only Forum to feature the FCA focusing specifically on ICARA & Stress Testing challenges for the Investment Firms Sector

Clarify Regulatory Expectations - Gain Expert Guidance - Hear Practical Experiences

Book with confidence

If you book and pay now but, for any regulatory or company policy reason, you cannot attend we will issue you with:

       - a credit note for you, or a colleague, to attend another event
       - or a full refund

What's on the agenda at the 10th Annual Forum:

Benefit from regulatory guidance and insights into practical experiences via multiple case studies and panel sessions featuring capital management specialists from investment firms

An agenda featuring FCA and focusing on today's key Regulatory requirements and expectations:

  • Update on New Prudential Regime for Investment Firms
  • Stress and Reverse Stress Testing struggle points
  • Wind-Down Planning financial and operational elements
  • SREP Reviews preparation and management experience
  • Liquidity Framework and stress testing common faults
  • Capturing Operational Resilience and emerging risks 
  • SMCR, Culture, Governance and Use Test  
  • Current ICARA, SREP Feedback, Section 166 themes

Investment Firms & Advisors allowing you to benchmark your approach with latest practice:

Highlighting Current ICARA Expectations, SREP Feedback, Section 166 Themes 

  • Brian Thornhill, Associate,  Director, Deloitte
  • Tin Lau, Group Head of Financial and Strategic Risk, TP ICAP
  •  Michael Macedo, Managing Director of Risk Management, Cantor Fitzgerald/BGC Partners

Understanding 'Risk of Harm' in the context of ICARA

  • Oivind Andresen, Director - Risk Advisory, BDO

Practical Experiences Gained Preparing for and Managing SREP Reviews

  • David Harper, Head of Enterprise Risk, Fidelity International

Your questions answered by Big 4 Advisors & Investment Firms on the Q&A Sessions:

Financial Conduct Authority (FCA) Q&A: Key Messages on ICARA and Stress Testing for Investment Firms

Addressing Current ‘Struggle Points’ in Stress and Reverse Stress Testing Practice within Investment Firms

Practical Experience Gained Preparing for and Managing ICAAP & SREP Reviews

Examining How and Where Liquidity Policy and Controls are Falling Short of Expectations and What Good Practice Looks Like

The 10th Annual ICARA & Stress Testing for Investment Firms Forum in Numbers...

15+ speakers

Sharing their experiences and expertise with you

10+ sessions

Proving solutions and guidance to your issues

60+ Attendees

Network with peers that share your challenges