Tito PombraChief Compliance Officer at Main Street Research
Profile
Tito Pombra is the founder and president of ACC. He has extensive experience in the global asset management industry, which includes 25 years in the investment company/investment adviser and international compliance areas. His areas of expertise include regulatory exams, outsourced CCO support, annual reviews, mock SEC exams, creating a strong culture of compliance, policies and procedures development, advertising and marketing reviews, NFA/CFTC compliance, and mentoring and training compliance professionals.