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24 June 2021
Online Virtual ConferenceDelivered Live (BST) & On-Demand Afterwards

24 June 2021
Online Virtual Conference,
Delivered Live (BST) & On-Demand Afterwards

Market Oversight & Surveillance Forum

Covid-19 impact, risk-based approaches & asset class-specific insights

Deep Insight | Real-World Experts | Practical Takeaways

Why You Should Attend:

Deep Insight Discussions

  • Implementing a risk-based market surveillance framework
  • Market Surveillance in times of chaos – lessons learnt from the coronavirus market conditions
  • Lessons learnt from remediation efforts

Industry-Led Case Study

Rob Hammond from HSBC will be outlining views on how to make good surveillance a USP;

  • How to demonstrate effective surveillance as a value-add to customers
  • The role of surveillance within a wider conduct framework
  • Generating buy-in internally for surveillance as a value-adding function as opposed to a pure cost centre
  • What kind of surveillance adds value? Which functionalities and technologies?
  • The dialogue with the regulator

Key Themes

Get to grips specific issues around:

  • FX Surveillance
  • Illiquid instruments
  • AI & ML utilisation

24 June 2021
Online Virtual Conference,
Delivered Live (BST) & On-Demand Afterwards

Are you or your colleagues interested in attending more than one event in 2021?

If you are a regulated financial institution, then you and your colleagues can sign up to attend several events at discounts of up to 50%!

Become 2021 Event Partner and Raise Your Profile Within the Market Oversight & Surveillance Space

As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for Market Oversight & Surveillance Forum.

Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved!