24 June 2021
Online Virtual Conference,
Delivered Live (BST) & On-Demand Afterwards
Market Oversight & Surveillance Forum
Covid-19 impact, risk-based approaches & asset class-specific insights
Deep Insight | Real-World Experts | Practical Takeaways
Why You Should Attend:
Deep Insight Discussions
Deep Insight Discussions
- Implementing a risk-based market surveillance framework
- Market Surveillance in times of chaos – lessons learnt from the coronavirus market conditions
- Lessons learnt from remediation efforts
Industry-Led Case Study
Industry-Led Case Study
Rob Hammond from HSBC will be outlining views on how to make good surveillance a USP;
- How to demonstrate effective surveillance as a value-add to customers
- The role of surveillance within a wider conduct framework
- Generating buy-in internally for surveillance as a value-adding function as opposed to a pure cost centre
- What kind of surveillance adds value? Which functionalities and technologies?
- The dialogue with the regulator
Key Themes
Key Themes
Get to grips specific issues around:
- FX Surveillance
- Illiquid instruments
- AI & ML utilisation
Are you or your colleagues interested in attending more than one event in 2021?
If you are a regulated financial institution, then you and your colleagues can sign up to attend several events at discounts of up to 50%!
Become 2021 Event Partner and Raise Your Profile Within the Market Oversight & Surveillance Space
As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for Market Oversight & Surveillance Forum.
Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved!
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