This site is part of the Informa Connect Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.


27 June 2019
The Bloomsbury Hotel,

Market Oversight & Surveillance Forum

Understand New Behaviours, Recent Regulatory Focus, New Tools and Class-specific Issues

Deep Insight | Real-World Experts | Practical Takeaways

Why You Should Attend:

Deep Insight Discussions
Deep Insight Discussions
  • Developing Interconnectivity between Financial Crime & Market Abuse Systems and Controls
  • Developing Effective Information Access Controls – External and Internal
  • Evolving Methods for Market Manipulation Prevention & Identification – Behaviours, Training & Technologies
Industry-Led Case Study
Industry-Led Case Study

Andrew Brodie from BNP Paribas will be talking about the concept of holistic surveillance including;

  • Governance framework
  • Trade data monitoring and prioritisation.
  • Integration of communication channels, emails, chats, voice and languages.
  • Reconstruction capabilities.
Key Themes
Key Themes

Get to grips with class-specific compliance across: 

  • Equities
  • FX
  • Fixed Income

Gold Sponsor


Become 2020 Event Partner and Raise Your Profile Within the Market Oversight & Surveillance Space

As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm forMarket Oversight & Surveillance Forum.

 Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved!

For a bespoke package, contact Sophie Serhan at or call: +44 (0)20 7551 9931.

Get the latest news.
As it happens

Sign up to get the latest on the agenda and speakers.