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January 31 - February 3, 2022
Loews Miami Beach HotelMiami, Florida

Tom Sargent
President at Waterway Capital LLC


Thomas A. Sargent is the President of Waterway Capital LLC. Mr. Sargent has over 30 years of experience in sales and trading and as a professional manager in the financial services industry. Mr. Sargent is experienced in business development, client relationship management, real estate finance, and syndication efforts in all fixed income and related products. Mr. Sargent’s previous associations include Donaldson, Lufkin & Jenrette, Inc. and Legg Mason Wood Walker, Inc., where he managed the Boston office and started the private placement bond group.

Mr. Sargent is a graduate of Connecticut College, where he received a B.A. degree in American history and government. He is an Emeritus member of the Board of Trustees of Connecticut College, where he served on the Executive Committee, and a member of the board of the Nobles and Greenough School in Dedham, MA.

Agenda Sessions

  • CTL issuance and the impacts of the NAIC proposals