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New Prudential Regime for Investment Firms - The 5th Annual European Forum
27 September 2022
Millennium Hotel KnightsbridgeLondon

David Kemp
Group Head of Compliance at GAM U.K. Limited

Profile

Prior to joining GAM Investments in October 2018 as Group Head of Compliance, David was general counsel, asset & wealth management at Schroders since 2012 having previously held a number of senior positions in investment banks. He began his career as a solicitor with a leading City law firm.

Agenda Sessions

  • Clarifying the change from risk registers to material harms assessment

    11:00

Speakers at this event