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26 July 2021
Digital ConferenceBST/UTC+1 Time Zone

Andrew Henderson


Andrew advises financial institutions and
financial technology firms on financial
services regulation and risk management.
With over 20 years’ experience, his core practice involves
advice on: perimeter issues, authorisation, outsourcing and
delegation, including issues arising from Brexit; governance,
senior manager accountability and bank regulatory capital,
especially for overseas headquartered entities; distribution
and product governance, particularly funds under the AIFMD,
retail funds and insurance products; conduct risk issues,
including those in connection with conflicts of interest,
inducements and fiduciary duties; the trading and reporting
of financial instruments, and market abuse; client money and
client assets, especially for fund managers and depositaries;
and regulatory change projects, most recently the Senior
Managers and Certification Regime and MiFID II.
Andrew works closely with colleagues in: M&A and capital
markets on financial services transactions, including advice
on private fund investment in regulated firms and associated
prudential issues; dispute resolution and investigations on
regulatory processes, having twice acted as an FCA “skilled
person”; and commercial and IP on fintech and digital financial
services, especially the use blockchain technology and the
regulatory classification and safekeeping of cryptoassets.
He has contributed to numerous academic and practitioner
texts since 2000, including most recently Gore-Browne
on EU Company Law (Lexis: 2020) and Financial Services
Law (4th ed) (OUP: 2018) and was formerly a Cambridge
University college law lecturer. Andrew chaired the
committee of legal experts that contributed to the Dormant
Assets Scheme: A Blueprint for Expansion Report (2019).

Agenda Sessions

  • Prudential Regime for Investment Firms: Overview and Updates


Speakers at this event