Regulatory Reporting for Investment Firms & AIFMs - a technical update
A Concise Technical Update on Capital Requirements & Financial Reporting under CRR / CRD IV, AIFMD, BIPRU & COREP
Just some of the Capital & Financial Reporting Issues covered at this workshop...
Address the concepts and principles behind:
- Capital ratios (including ‘TSCR’ and ‘OCR’)
- Own funds requirements
- Liquid asset requirement
- Large Exposures
- Funds Under Management requirement
Clarify base and variable capital requirements:
- IFPRU and the Total Risk Exposure Amount (‘TREA’)
- AIFM and exempt CAD firms under IPRU (INV)
- BIPRU firms under GENPRU and BIPRU
- Regulatory Activity Groups and permissions
Enhance your knowledge of key areas:
- COREP reporting
- IFPRU capital requirements
- AIFM (CPMI / CPM) capital requirements
- Capital quality / tiers and capital deductions
- Uses of capital for regulatory provisions
Meet your workshop leader...
Oivind is a chartered accountant and has more than 15 years of financial services experience of which 7 were spent within the regulatory capital team in a global corporate and investment bank.
Oivind has broad experience of prudential regulation including capital adequacy calculations, COREP reporting and policy considerations for all risk types including credit risk, market risk, operational risk and large exposures. He has worked with a diverse set of clients ranging from IPRU/BIRU firms, IFPRU firms, large complex investment banks, small international banks and UK challenger banks. His experience includes leading several s166 assignments with focus on Pillar1/Pillar 2 calculations, ICAAPs/ILAAPs, risk management and regulatory reporting.
Benefit from worked examples covering Investment Firm Reporting requirements such as...
COREP and GABRIEL reporting
Capital Requirements for IFPRU, BIPRU, exempt CAD and AIFM firms
FIN06x reports for the FCA
Balance Sheet and Income Statement Returns FSA001 and FSA002 plus FINREP templates
ICAAP and the FSA019 return
WHAT MAKES THIS INTERACTIVE reporting WORKSHOP SO UNIQUE...
Gain a practical update and benchmark current Regulatory Reporting practice...
This workshop presents a timely opportunity to gain a practical update and benchmark understanding of current practice relating to capital requirements and FCA reporting. The course will begin by providing an update on current capital requirements rules before moving on to addressing the associated reporting requirements.
There will be ample opportunity for delegates to ask questions and raise specific points of interest or concern.
Just some of the benefits of attendance include:
- Refreshing understanding of Capital Requirements under BIPRU Providing the latest developments under CRR and CRD IV
- Discussing how to complete the relevant filings to the FCA including COREP
- Identifying common issues and pitfalls surrounding Capital Requirements and Reporting
By simplifying the FCA and CRR requirements and discussing actual examples of capital calculations and return preparation, delegates will gain the knowledge and skills to add immediate value to their firm.
This course uses a combination of focused presentations, case studies and illustrations to identify and explore key challenges.
Also attend the associated workshop on 27 June...
"CRD IV & IFPRU FOR INVESTMENT FIRMS – A PRACTICAL INTRODUCTION "
A Practical Guide / Refresher Course on CRD IV, CRR and IFPRU Specifically for Investment Firms
27 June 2019 - Central London