Adam ShoffnerDirector and Fund Chief Compliance Officer at Foreside
Profile
Adam Shoffner joined Foreside in 2020 and is a Director and Fund Chief Compliance Officer in the Fund Officer Group. He is the Chief Compliance Officer of SHP ETF Trust, Build Funds Trust and a registered closed-end fund. Adam also provides fund compliance consulting services to registered investment companies, including oversight of compliance programs, advisor/service provider due diligence and mock SEC exams. Prior to joining Foreside, he served as a compliance consultant at Duff & Phelps, as a paralegal at Hartford Funds and in other positions in mutual fund compliance, regulatory, operations, accounting and transfer agency both in-house and at mutual fund service providers. He has over 20 years of experience within the financial services industry. Adam and his family reside in Downingtown, Pennsylvania.
Agenda Sessions
The Ultimate Guide on the Fundamentals of ETFs
, 2:20pmView Session