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Conduct & Compliance Focus Day / Operational Resilience & Tech Risk
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Conduct & Compliance Focus Day / Operational Resilience & Tech Risk
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Streams
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08:00 - 08:3030 mins
RiskMinds Focus Day Welcome and Platform Orientation
08:30 - 09:2050 mins
RiskMinds Conduct and Compliance Focus Day
Behavioural Science - Beyond the Obvious
- Joel Viney - Head of Compliance – Wealth, Santander UK plc
08:40 - 08:455 mins
RiskMinds Operational Resilience & Technology Risk Focus Day
Chair's opening welcome
- Nathan Swain - Senior Security Advisor, UK Government
08:45 - 09:1530 mins
RiskMinds Operational Resilience & Technology Risk Focus Day
Case study discussion – Assessing the “new normal” when it comes to business continuity
- Bjorn Lenzmann - Group Head of Operational Risk, Emirates NBD
09:15 - 09:2510 mins
RiskMinds Operational Resilience & Technology Risk Focus Day
Interactive Q&A with the speaker
09:20 - 09:3515 mins
RiskMinds Conduct and Compliance Focus Day
Short break
09:25 - 09:4015 mins
RiskMinds Operational Resilience & Technology Risk Focus Day
Short break
09:35 - 10:1540 mins
RiskMinds Conduct and Compliance Focus Day
Conduct risk management can't succeed without a healthy organisational living system: Practical insight to achieving coherence
- Jaco Grobler - Former Chief Risk Officer, FirstRand
09:40 - 10:1030 mins
RiskMinds Operational Resilience & Technology Risk Focus Day
Embedding your operational resilience model across the organisation
- Cinzia Dicorato-Rura - Head of Operational Resilience Risk EMEA, State Street Corporation
10:15 - 10:4530 mins
RiskMinds Conduct and Compliance Focus Day
In the boardroom: Sustainability, green financing and reputational risk
10:45 - 11:2540 mins
Market conduct, moral principles in sales and trading, operations and overcoming reputational risk
The future workforce and retaining your staff: A paradigm shift
- Christine Moran - EMEA Head of Conduct Risk, State Street Banking and Trust
10:45 - 11:2035 mins
Culture change and people - focus on operational resilience and technology risk
The importance of risk transparency – communicating emerging risks to the rest of the bank
- Professor Igor Podebrad - Group CISO & Divisional Board Member - Cyber Risk & Information Security, Commerzbank
11:20 - 11:3010 mins
Culture change and people - focus on operational resilience and technology risk
Interactive Q&A
11:25 - 11:4015 mins
Market conduct, moral principles in sales and trading, operations and overcoming reputational risk
Short break
11:30 - 11:4515 mins
Culture change and people - focus on operational resilience and technology risk
Short break
11:40 - 12:2040 mins
Market conduct, moral principles in sales and trading, operations and overcoming reputational risk
FCA briefing: Driving the right conduct in investment and retail markets
11:45 - 12:1530 mins
Culture change and people - focus on operational resilience and technology risk
Cyber resilience in the changed world
- Nathan Swain - Senior Security Advisor, UK Government
12:15 - 12:2510 mins
Culture change and people - focus on operational resilience and technology risk
Interactive Q&A with the speaker
12:20 - 12:3515 mins
Market conduct, moral principles in sales and trading, operations and overcoming reputational risk
Short break
12:35 - 13:1540 mins
Market conduct, moral principles in sales and trading, operations and overcoming reputational risk
How has Covid 19 impacted global banking?
- Suneeta Shetty - Global Head of Transaction Monitoring Operations, HSBC
13:15 - 13:4530 mins
Market conduct, moral principles in sales and trading, operations and overcoming reputational risk
Roundtable discussion: Ethical decision making
- Katja Rieger - Founder and Board Member, Risk & Compliance Director, Xponential
13:45 - 14:2540 mins
Employee conduct, staff behaviours and our future workforce
Showcase - Conduct and Compliance
- George Stylianides - Partner, PwC
13:45 - 14:1530 mins
Resilience and technology risk in a world of accelerated digital transformation
Cybersecurity: The future has arrived early
- Ramy Houssaini - Chief Cyber and Technology Risk Officer and Group Data Protection Officer, BNP Paribas
14:15 - 14:2510 mins
Resilience and technology risk in a world of accelerated digital transformation
Interactive Q&A
14:25 - 14:4015 mins
Employee conduct, staff behaviours and our future workforce
Short break
14:25 - 14:4015 mins
Resilience and technology risk in a world of accelerated digital transformation
Short break
14:40 - 15:2040 mins
Employee conduct, staff behaviours and our future workforce
Employee Compliance Checklist and setting the culture for a new generation of employees
- Tammy Eisenburg - Investment Management Risk & Compliance Director, BNY Mellon
14:40 - 15:1030 mins
Resilience and technology risk in a world of accelerated digital transformation
How do we become the bank of tomorrow? Better service, better culture and more resilient strategies
- Sean O'Neill - Former Director of Risk, Services & Functions and Operational Risk, NatWest Group
15:10 - 15:2010 mins
Resilience and technology risk in a world of accelerated digital transformation
Short break
15:20 - 15:5030 mins
Employee conduct, staff behaviours and our future workforce
Interactive boardroom: Countering Shame in Pandemic-Affected Collections
- Cheryl Bryan - Global Executive & Leadership Coach, CSBryan
- Anna Slodka-Turner - Global Leader, Risk and Compliance Practice, Evalueserve
- Steve Lindo - Course Designer & Instructor, Financial Risk Management, Columbia University
- Ruth Saunders - Global Marketing, Brand & Customer Strategy Consultant, a range of B2C and B2B industries
15:20 - 15:4020 mins
Resilience and technology risk in a world of accelerated digital transformation
The technology risk of open banking: how we can safeguard the customer's trust
- Angela Johnson de Wet - Head of Technology Change Risk, Lloyds Banking Group
15:50 - 16:3040 mins
Regulatory update and the complexity of governance
Regulatory trends are transforming compliance and non-financial risk functions and, as a result, their interaction with Boards - what is the impact on executives and professionals in the second line of defence?
- Barbara Frohn - EMEA Head of Regulatory Engagement, Citi
15:50 - 16:2535 mins
The reality of managing technology risk
Integrated risk management - How to create strategic value and elevate performance
- Quin Rodriguez - Vice President, Strategy and Innovation, Riskonnect
- Rob Stephens - Sales Executive, Riskonnect
16:25 - 16:4015 mins
The reality of managing technology risk
Short break
16:30 - 16:4515 mins
Regulatory update and the complexity of governance
Short break
16:40 - 17:1030 mins
The reality of managing technology risk
How do we manage third party risk? Building stronger relationships for the future
- Jason Rueda - Global Head of Resiliency for GTI (Global Technology Infrastructure), JP Morgan Chase
- Jaspreet Gill - Global Head Risk ORC ICT - Group Data Management, BNP Paribas
16:45 - 17:3045 mins
Regulatory update and the complexity of governance
CCO panel: Complexity of governance - Who should be owning what?
- Martha Cummings - Former Executive Vice President, Head of Compliance Strategy & Operations, Wells Fargo
- Sean McHugh - Head of International Compliance and Head of Compliance for Asia Pacific, Goldman Sachs
- Mike Silva - Chief Compliance Officer for Americas, UBS
- Bruce T. Richards - Chair of the Board and member of the Board Risk and Audit Committees of Credit Suisse Holdings USA. Member of the Advisory Boards, Corsair Capital, Credit Benchmark and OakNorth
Cocktails and conversations
17:30 - 18:1040 mins
Reputation hang out
Network 1-1 with old friends and new or join our small group, content themed hang outs
17:30 - 18:1040 mins
Operational resilience hang out
Network 1-1 with old friends and new or join our small group, content themed hang outs
17:30 - 18:1040 mins
Technology risk hang out
Network 1-1 with old friends and new or join our small group, content themed hang outs
17:30 - 18:1040 mins
Technology risk 1-1 chats
Reconnect with old friends, find new likeminded technology risk experts.
18:10 - 18:155 mins
End of RiskMinds Focus Day
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