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Tammy Eisenburg
Investment Management Risk & Compliance Director at BNY Mellon

Profile

Tammy Eisenberg, Esq. is a compliance and risk management professional with over 20 years of experience spanning bank, broker-dealer, investment adviser, alternative investments and commodity trading advisor/commodity pools.  

She is a Director of Investment Management Compliance & Risk at BNY Mellon and has most recently held senior level roles with CLS Bank International (Global Head of Corporate Compliance), Mizuho Corporate Bank (CCO of two investment adviser subsidiaries), served as a regulator with FINRA and as outside counsel. 

Tammy’s thought leadership has made her a highly sought-after speaker and industry conference participant. She has been a featured speaker for the American Bar Association, the Association of Internal Bank Auditors, National Regulatory Services and IA Watch.

In addition, Tammy has been published in the Journal of Securities Law, Regulation and Compliance. Tammy is a graduate of Widener Commonwealth School of Law, where she earned her Juris Doctorate and is a licensed attorney admitted to practice in New York State.


Agenda Sessions

  • Employee Compliance Checklist and setting the culture for a new generation of employees

    14:55