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Starting 19 - 21 April 2021 or 18 - 20 October 2021

Explore the securities trade lifecycle and minimise risk

A three day practical training course

TAILOR THIS COURSE FOR YOUR TEAM

We can customise it to meet your specific training requirements and deliver it face-to-face or digitally. Contact Jeff Hearn or call +44 (0)20 7017 7193

Securities trade processing training course


Learn how to
Learn how to
  • Explain aspects of the securities marketplace which affect the successful processing and management of securities trades
  • Describe equity and bond securities including their similarities and differences – including risk mitigation, calculating interest, the role and importance of securities and counterparty static data
  • Define the impact of Settlement Discipline and Mandatory Buy-Ins (re CSD regulation)
  • Explain in detail the sequential steps in the securities trade lifecycle eg. the matching of settlement instructions, trade settlement and the resultant reconciliation process
See agenda
Case studies and practical sessions
Case studies and practical sessions
  • Trade and position concepts - understand what impacts a Trading Position and what impacts a Settled Position, and the similarities and differences between those types of position
  • Trade cash value calculation - explanation of various mandatory market charges on equity and bond trades, plus an exercise incorporating multiple trades designed to clarify the application of individual market charges (e.g. UK stamp duty and accrued interest)
Find out more about the expert trainer

Key information
Key information

Dates: 19-21 April 2021, 18-20 October 2021

Venue: Virtual Classroom

Course Leader: Mike Simmons, Operations Specialist

Online course fee: £1799.00 + VAT @ 20%  = £2158.80
London course fee: £1999 + VAT @ 20% = £2398.80

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Why choose IFF
Why choose IFF

TRACK RECORD – TRACK RECORD – we have been delivering expert training to the banking, finance and energy sectors since 1991

INNOVATION – our courses are continually reviewed so you can be sure they are focusing on the most current issues

KNOWLEDGE – all of our trainers are highly experienced practitioners and leading subject matter experts so you can be confident you are learning from the very best

SMALL CLASS SIZES – to aid learning and increase your personal interaction with the trainer

VALUE – we provide a practical training experience with skills that can be used immediately to gain a tangible return on your investment

ACCREDITATION – we are accredited by the British Accreditation Council (BAC)

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CPD Certified

Engaging in Continuing Professional Development ensures that both academic and practical qualifications do not become out-dated or obsolete; allowing individuals to continually ‘up skill’ or ‘re-skill’, regardless of occupation, age or educational level. This course has been assessed and is CPD certified.