Alan HalfengerConsulting Partner at Optima Partners Consulting Group
As a Consulting Partner at Optima Partners, Mr. Halfenger provides regulatory consulting and advice to traditional and alternative investment managers; global investment banks and broker-dealers.
Before joining the firm, Alan served as a Partner at ACA Consulting, where he was the Diversified Financial Services Practice Leader responsible for the technology, risk management and regulatory needs of global investment firms. He also focused on compliance outsourcing, credit, AML, anti-corruption and compliance technology issues.
Prior to consulting, Alan served as the Global Chief Compliance Office at Bain Capital, supporting the firm’s Private Equity and Venture businesses, as well as its credit, fund of funds and hedge fund businesses.
He also worked as a CCO and lawyer at JP Morgan Securities, Citi Private Bank and NatWest Markets. In these roles, he supported their global securities, derivatives, commodities and investment management businesses. Earlier, Alan was a management consultant at PWC.
He is a graduate of the NYU Stern School of Business (BS) and the Syracuse University College of Law (JD). He has held Series 4,7,9,10,24 and 63 licenses and is a frequent speaker and writer on compliance, securities operations and technology topics.