Kathy MaloneSenior Managing Director at IQ-EQ
An expert in compliance, Kathy Malone is a Senior Managing Director based in New York. Prior to joining IQ-EQ, Kathy was an examiner with the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations, where she participated in numerous investment adviser and broker-dealer examinations. She was also previously an examiner for FINRA and worked for a consulting firm, assisting broker-dealers, investment advisers and investment companies with their ongoing compliance needs. Kathy has a B.S. in Finance from Villanova University and a Juris Doctor from Seton Hall Law.