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SuperReturn North America
September 13 - 14, 2022
The Westin New York Times SquareNew York

Kathy Malone
Senior Managing Director at IQ-EQ


An expert in compliance, Kathy Malone is a Senior Managing Director based in New York. Prior to joining IQ-EQ, Kathy was an examiner with the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations, where she participated in numerous investment adviser and broker-dealer examinations. She was also previously an examiner for FINRA and worked for a consulting firm, assisting broker-dealers, investment advisers and investment companies with their ongoing compliance needs. Kathy has a B.S. in Finance from Villanova University and a Juris Doctor from Seton Hall Law.

Agenda Sessions

  • Changing the complexion of the workforce: diversity and the inclusive economy