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Darryl Hockings
Advisory Compliance Officer at Societe Generale

Profile

Darryl is a Senior Regulatory Business Analyst with 14 years experience in Banking and Financial Services at Tier 1            Banks, Buy-Side and CCP organisations. 

  • SFTR stream lead (BA/PM hybrid responsibilities) for Societe Generale International Ltd covering FI and EQ Prime Brokerage business and Treasury and Collateral Optimisation functions
  • Full regulatory interpretations document written for review and feedback from Legal and Compliance.      
  • Vice-chair of ICMA task force on SFTR      
  • Representation for Soc Gen on ICMA, ISLA, AFME working groups and various other regulatory forums.      
  • Gap analysis on available data sources, identification of data and operating model defici... 
  • Lead BA for EMIR RTS update delivery and related client reporting enhancements
  • Documentation of full BRD including mapping sheets for all source systems and asset classes
  • Traceability of requirements from regulatory requirements to business requirements and testing
  • Validation of regulatory rule interpretations with legal and compliance
  • Close engagement with Front Office and Operations staff to validate requirements
  • Attendance on FIA and ISDA working groups for best practice drafting and review and recording outcomes to drive internal decision-making
  • Documentation of collateral reporting logic with full calculations across multiple margin methodologies and deep-dive source mapping from risk systems
  • Writing of UAT test scenarios to demonstrate delivery of original regulatory requirements
  • Management of business-end UAT process ahead of go-live      

Agenda Sessions

  • EMIR refit implementation projects status update

    2:00pm