Darryl Hockings

Advisory Compliance Officer at Societe Generale

Darryl is a Senior Regulatory Business Analyst with 14 years experience in Banking and Financial Services at Tier 1            Banks, Buy-Side and CCP organisations. 

• SFTR stream lead (BA/PM hybrid responsibilities) for Societe Generale International Ltd covering FI and EQ Prime Brokerage business and Treasury and Collateral Optimisation functions
• Full regulatory interpretations document written for review and feedback from Legal and Compliance.      
• Vice-chair of ICMA task force on SFTR      
• Representation for Soc Gen on ICMA, ISLA, AFME working groups and various other regulatory forums.      
• Gap analysis on available data sources, identification of data and operating model defici... 
• Lead BA for EMIR RTS update delivery and related client reporting enhancements
• Documentation of full BRD including mapping sheets for all source systems and asset classes
• Traceability of requirements from regulatory requirements to business requirements and testing
• Validation of regulatory rule interpretations with legal and compliance
• Close engagement with Front Office and Operations staff to validate requirements
• Attendance on FIA and ISDA working groups for best practice drafting and review and recording outcomes to drive internal decision-making
• Documentation of collateral reporting logic with full calculations across multiple margin methodologies and deep-dive source mapping from risk systems
• Writing of UAT test scenarios to demonstrate delivery of original regulatory requirements
• Management of business-end UAT process ahead of go-live