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Trade & Transaction Reporting London
22 March 2023
London

Francis Stroudley
Transaction Reporting Lead at Novatus Advisory

Profile

Francis leads the Transaction Reporting practice at Novatus Advisory. He has extensive experience supporting clients in the implementation and reviewing of their transaction reporting functions. His experience spans all key regulations including MiFID II, EMIR, CFTC, SFTR, ASIC and MAS, and is highly effective at understanding firms that have a multi-jurisdictional footprint.

Francis has led multiple remediation and back reporting exercises across a wide range of clients, using experience of common issues and regulatory expectations to support a controlled process. He also specialises in communicating Transaction Reporting matters with senior stakeholders and regulators to help reduce potential internal issues that may arise from perceived non-compliance.

Agenda Sessions

  • Regtech and how it can be used across regulation

    3:40pm

Speakers at this event