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Nora Brown
Director, Distribution Compliance at Manulife Asset Management

Profile

Nora Brown is the Director of US Distribution Compliance at Manulife Investment Management. Nora has over 12 years’ experience in investment management compliance and has been with Manulife Investment Management for over 3 years. Nora oversees the US and cross border distribution efforts of various private and public market strategies and funds in accordance with regulatory requirements and industry best practices. 

Throughout her compliance career, Nora has held responsibilities in Digital Marketing and Compliance; Client Onboarding Requirements; Gifts and Entertainment, and establishing various policies and procedures surrounding marketing and distribution efforts. Nora received her BA in Psychology from Clark University in 2004 and is a FINRA Registered Principal.

Agenda Sessions

  • AIFMD: Key considerations and best options for US managers offering alternative funds to European investors

    08:35