This site is part of the Informa Connect Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.

12 - 14 October 2021
Hilton BanksideLondon

Chris Golland
SMF18, Head of CASS & Middle Office at Aviva

Profile

Chris is SMF18 (CASS) for Aviva’s 3 investment platform firms, including one CASS large and two CASS medium firms. His role as Head of CASS and Middle Office Oversight ensures he is a full time senior manager dedicated to overseeing CASS compliance and order execution.

Chris has experience over three decades covering asset management, banking, custody, investment banking, insurance, platforms, stockbroking and third party administration. As a consultant Chris has experience in CASS section 166’s, FCA Enforcement and the remediation of material CASS failings.

Chris is a keen Manchester United fan, follows F1 and an avid reader of Lee Child, Stephen Leather, Chris Ryan and Andy McNab books. Chris has three daughters, two of which have following his lead by studying at Edinburgh University.

Agenda Sessions

  • CASS Awareness – Embedding CASS Knowledge in other Functions

    15:25