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15th Annual Client Assets Protection Forum
Conference: 5 June 2024
Workshops: 4 & 6 June 2024
Millennium Hotel London KnightsbridgeLondon

Kevin Huby
Director at Prin10
Speaker

Profile

Kevin is a Chartered Accountant and experienced business advisor, who has previously held senior consulting positions at leading accounting firms as well as executive management positions in industry. For several years he has run his own specialist client assets advisory company, Prin10 Limited, serving a portfolio of around 60 firms to date including high profile advisory and senior interim management roles with major banking groups, investment managers, brokers, third party administrators and e-money firms. Kevin also helped to develop the ground breaking Axiom/Ruleguard software for CASS compliance management

Agenda Sessions

  • Exploring the interface between safeguarding regime of e money and payments services firms and CASS

    09:30
  • Understanding what represents effective CASS training

    10:40
  • Evaluating the use of the TTCA exemptions and how they are misused in the world of OTC derivatives

    12:45
  • Quality assurance within your organisation - how to ensure your team is effective

    14:10