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12 - 14 October 2021
Hilton BanksideLondon

Stewart Lancaster
Head of CASS Oversight at Close Brothers Asset Management

Profile

With almost 20 years financial services experience, specialising in asset management, Stewart has held Head of CASS roles for the past seven years. He holds a diploma in Investment Operations from the Chartered Institute of Securities and Investment where he holds Chartered Fellow status. He has prior experience in the development operational risk and control frameworks in asset managers as well as Section166 FCA requests and investigations from the FCA. Stewart sits of the CISI client assets panel and is the author of a number of published books including the CISI operational risk textbook for the IOC. Stewart is an industry speaker on client assets compliance best practice.

Agenda Sessions

  • Morning Session I

    09:30

Speakers at this event