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Financial Services Regulatory Summer School
29 July - 2 August 2024
Wycliffe HallOxford University, UK

Emma Radmore
Legal Director at Womble Bond Dickinson

Profile

Emma joined Bond Dickinson in August 2016. She has over 30 years' experience of specialising in financial services regulation. Emma is the Practice Development Lawyer for the Financial Institutions Sector and advises UK and international clients on compliance with all aspects of financial regulation and prevention of financial crime.

Emma acts for a range of regulated clients including banks, insurers and insurance brokers. fund managers, investment firms, and other retail intermediaries.

She advises clients on;

  • The regulatory perimeter, including help with applications for authorisation and variation of permission
  • Marketing of products and services
  • Cross-border services both into and out of the UK, from the European Economic Area and third countries
  • Training and competence requirements

Emma also advises a broad range of businesses on compliance with financial crime prevention laws, including the Bribery Act, Criminal Finances Act and anti-money laundering and financial sanctions regimes. She is co-editor of FIN, the firm's financial institutions and insurance regulatory news site.

Emma is a regular contributor to industry journals and also speaks regularly at industry conferences. She has won many awards at the Compliance Register Platinum Awards, including for Best Regulatory Lawyer and Best Compliance Trainer, on several occasions, as well as leading the "best editorial team" newsletter and being a key part of the practice that won the Best Law Firm (Financial Crime prevention), Best Law Firm (Regulatory Advice) and Most Effective Law Firm awards.

Emma is a regular speaker at conferences, including hosting regular briefings for the Compliance Register, MLROs.com and The Institute of Money Laundering Prevention Officers.

She also writes for several journals and is on the Editorial Board of Compliance Monitor and Financial Regulation International and is a member of the Thomson Reuters Practical Law Financial Services Consultation Board.

Agenda Sessions

  • A look at the Financial Ombudsman Service (FOS)

    09:30
  • Consumer duty: what does a good customer journey look like?

    10:20