These rates are for advisors, RIAs, institutional investors, family offices, independent B/D advisors, regional advisors, wire house advisors, financial planners, asset owners*

*refers to financial advisors and the assets they manage that are 100% under their discretion. This is intended for advisors providing discretionary wealth, investment or financial planning services to mass affluent and/or HNW individuals.

Please note, anyone who registers for the advisor pass will be subject to verification. Those who don’t meet the criteria will be offered to sponsor. You will not be approved for an advisor pass if your firm is a registered investment advisor that produces investment fund products.

Advisor pass eligibility excludes employees of RIAs that produce investment funds, unless you are a financial advisor or responsible for the firms investment decisions.