Erin Preston

CCO at Wedbush Securities

Speaker

Erin Preston is the chief compliance officer for Wedbush Securities, a full-service broker-dealer and registered investment adviser. She has also served as the firm’s anti-money laundering (AML) compliance officer and currently has oversight of the firm’s AML program. With over 17 years’ experience as a legal and compliance professional, Preston has held various senior level compliance roles on the sell-side and buy-side, responsible for transforming and enhancing compliance programs. She earned a B.A. in international relations and affairs from The Ohio State University and a J.D. from the Elisabeth Haub School of Law at Pace University.