10 December 2019
Mercure Hotel Amsterdam City,
Algorithmic Trading Governance & Controls Amsterdam
Including Regulatory Feedback on RTS 6 Self Assessment 2019 Results
A unique event for 1st, 2nd and 3rd line of defence, monitoring and surveillance specialists from investment banks, trading firms and trading venues.
Benefits of Attendance
Regulatory Updates and Insights
- Feedback on RTS6 self assessment 2019 results
- The international context for regulating algorithmic trading
- Explore the definition of 'market disorder'
First Hand Practical Market Experiences
- Aligning and Engaging 1, 2 & 3LOD for effective risk control
- Recent advances in surveillance and monitoring by trading venues
- Lessons learned from control failures
Practical Takeaways
- Identify what good conduct risk assessment look like
- Practical insights from the experiences and approaches of peer group firms
- Benchmarks for best practice