10 December 2019
Mercure Hotel Amsterdam City10 December 2019
Mercure Hotel Amsterdam City
Algorithmic Trading Governance & Controls Amsterdam
Including Regulatory Feedback on RTS 6 Self Assessment 2019 Results
A unique event for 1st, 2nd and 3rd line of defence, monitoring and surveillance specialists from investment banks, trading firms and trading venues.
Benefits of Attendance
Regulatory Updates and Insights
Regulatory Updates and Insights
- Feedback on RTS6 self assessment 2019 results
- The international context for regulating algorithmic trading
- Explore the definition of 'market disorder'
First Hand Practical Market Experiences
First Hand Practical Market Experiences
- Aligning and Engaging 1, 2 & 3LOD for effective risk control
- Recent advances in surveillance and monitoring by trading venues
- Lessons learned from control failures
Practical Takeaways
Practical Takeaways
- Identify what good conduct risk assessment look like
- Practical insights from the experiences and approaches of peer group firms
- Benchmarks for best practice