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Algorithmic Trading Governance & Controls
October 2022

October 2022

Algorithmic Trading Governance & Controls

Regulatory Guidance for Implementing an Effective Electronic and Algorithmic Trading Control Framework


If you book and pay now but, for any regulatory or company policy reason, you cannot attend we will issue you with:

  • a credit note for you, or a colleague, to attend another event
  • or a full refund


Hear directly from ESMA on MiFID II and RTS 6

Sharing their thoughts around this September's release of the latest MiFID and RTS 6 consultation will be ESMA.

They'll be able to offer insight into the industry's feedback around the frequency of the self-assessment process and the resulting impact on the depth of feedback if this process is changed.

There will also be the opportunity to discuss the authorisation process, expectations on public vs private data feeds and clarity around cross-border operations. 

1st and 2nd lines: The latest thinking on real-time controls and top-down oversight

Meet with the heads of eTrading and Algorithmic Trading front office controls, as well as oversight and surveillance executives.

Understand how teams are building in controls to incorporate AI, remove market abuse and how they are choosing to incorporate model risk.

You'll also be able to meet with your peers to understand how they have adapted their systems and processes following the Covid-19 pandemic.

How governance and control frameworks are evolving

Join our keynote panel to understand how the major traders, banks and market makers are shaping their processes and controls.

Gauge the consensus on topics such as testing, surveillance, documentation and DEA paths to understand how your current protocols match up to the converging industry standard.