02 - 03 December 2020
Online Virtual Conference,
Live Streaming & On Demand
Algorithmic Trading Governance & Controls
Regulatory Guidance for Implementing an Effective Electronic and Algorithmic Trading Control Framework
2019 AT A GLANCE
Evolving Regulation & Market Standards
Evolving Regulation & Market Standards
- Heightened regulatory interest in the use of algorithms
- Designing a governance and controls framework
- Insights into industry standards and leading market practice
- Identifying potential gaps and areas for improvement
FCA Update on Managing Conduct Risk
FCA Update on Managing Conduct Risk
- Monitoring and counteracting potential conduct risks
- Reducing market abuse risks
- Types of market manipulation which can be associated with algorithmic trading
- Counteracting conduct risks created by algorithmic strategies
Preventing Financial Losses
Preventing Financial Losses
- Pre-trade checks and controls
- Post-trade data collection for risk monitoring
- Conduct periodic reviews and self-assessments