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02 - 03 December 2020
Online Virtual Conference,
Live Streaming & On Demand

Algorithmic Trading Governance & Controls

Regulatory Guidance for Implementing an Effective Electronic and Algorithmic Trading Control Framework


Evolving Regulation & Market Standards
Evolving Regulation & Market Standards
  • Heightened regulatory interest in the use of algorithms
  • Designing a governance and controls framework
  • Insights into industry standards and leading market practice
  • Identifying potential gaps and areas for improvement
FCA Update on Managing Conduct Risk
FCA Update on Managing Conduct Risk
  • Monitoring and counteracting potential conduct risks 
  • Reducing market abuse risks
  • Types of market manipulation which can be associated with algorithmic trading
  • Counteracting conduct risks created by algorithmic strategies
Preventing Financial Losses
Preventing Financial Losses
  • Pre-trade checks and controls
  • Post-trade data collection for risk monitoring
  • Conduct periodic reviews and self-assessments