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Improving CASS and Safeguarding Compliance - Pre-conference Workshop
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Improving CASS and Safeguarding Compliance - Pre-conference Workshop
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10:00 - 10:10
Chair's opening remarks
10:10 - 11:00
Complying with client assets regulation – the objectives and costs
11:00 - 11:15
Morning coffee break
11:15 - 12:00
Developing an effective risk and control framework
12:00 - 12:50
Building an efficient oversight and compliance monitoring programme
12:50 - 13:40
Lunch & networking
13:40 - 14:25
Leveraging technology to minimise compliance costs
14:25 - 14:35
Chair's closing remarks
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