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15th Annual Client Assets Protection Forum
2025
London

Kevin Huby
Director at Prin10
Speaker

Profile

Kevin is a Chartered Accountant and experienced business advisor, who has previously held senior consulting positions at leading accounting firms as well as executive management positions in industry. For several years he has run his own specialist client assets advisory company, Prin10 Limited, serving a portfolio of around 60 firms to date including high profile advisory and senior interim management roles with major banking groups, investment managers, brokers, third party administrators and e-money firms. Kevin also helped to develop the ground breaking Axiom/Ruleguard software for CASS compliance management

Agenda Sessions

  • Safeguarding and client money protection. Two sides of the same coin?

    09:30
  • - CASS education. Learning the hard way?

    10:40
  • Title Transfer Collateral. Exempt or not exempt?

    12:45
  • Information technology. Your biggest CASS risk?

    14:10
  • CASS compliance assurance. How good are we?

    14:40