Kevin HubyDirector at Prin10Speaker
Profile
Kevin is a Chartered Accountant and experienced business advisor, who has previously held senior consulting positions at leading accounting firms as well as executive management positions in industry. For several years he has run his own specialist client assets advisory company, Prin10 Limited, serving a portfolio of around 60 firms to date including high profile advisory and senior interim management roles with major banking groups, investment managers, brokers, third party administrators and e-money firms. Kevin also helped to develop the ground breaking Axiom/Ruleguard software for CASS compliance management
Agenda Sessions
Safeguarding and client money protection. Two sides of the same coin?
, 09:30View Session- CASS education. Learning the hard way?
, 10:40View SessionTitle Transfer Collateral. Exempt or not exempt?
, 12:45View SessionInformation technology. Your biggest CASS risk?
, 14:10View SessionCASS compliance assurance. How good are we?
, 14:40View Session