Kevin HubyDirector at Prin10Speaker
Profile
Kevin is a Chartered Accountant and experienced business advisor, who has previously held senior consulting positions at leading accounting firms as well as executive management positions in industry. For several years he has run his own specialist client assets advisory company, Prin10 Limited, serving a portfolio of around 60 firms to date including high profile advisory and senior interim management roles with major banking groups, investment managers, brokers, third party administrators and e-money firms. Kevin also helped to develop the ground breaking Axiom/Ruleguard software for CASS compliance management
Agenda Sessions
Understanding the regulatory framework
, 09:30View SessionCreating an appropriate CASS governance and oversight framework
, 10:40View SessionManaging effective CASS audits
, 12:45View SessionCASS hot topics
, 14:10View Session