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Distribution Risk & Oversight
14 March 2023
Crowne Plaza Hotel, Kings CrossLondon
14 March 2023
Crowne Plaza Hotel, Kings Cross,

Distribution Risk & Oversight 2023

Exceeding compliance with CP86 and CSSF 18/698 to provide holistic distribution oversight and enhance the investor experience

Understand how the largest asset managers and distributors are exceeding compliance requirements, providing holistic oversight and delivering actionable commercial & risk data

Increase investor confidence through enhanced distribution oversight

Meet Heads of Distribution, Designated Persons and Conducting Officers who are shaping their distribution oversight strategy in line with regulatory requirements.

You'll be able to compare your current practices against your peers, as well as understand how much resource organisations are dedicating to distribution oversight to achieve their aims.

Explore what the innovations and future commonly accepted practices will be now, so you can begin to prepare and implement them.

Funds are enhancing their distribution framework to exceed CP86 and CSSF 18/698 requirements

Meet the Heads of Distribution, Designated Persons & Conducting Officers

Meet Heads of Distribution and Compliance who are building their distribution oversight frameworks. Understand how they are shaping their policies to deliver both complete compliance and actionable data that can be used to identify commercial opportunities, manage risk and improve the customer experience.

Understand how Consumer Duty, CP86 and CSSF 18/698 is impacting product and flows

With the FCA's Consumer Duty requiring fund to demonstrate good customer outcomes, there's an increased regulatory requirement to maintain distribution oversight.

Attend the event to learn how the regulatory requirements are evolving and how the investment managers, third party distributors, distribution services and ManCos are shaping their risk practices in line with the regulation.

Shape your sustainability-linked fund distribution strategy

With funds being reclassified as article 8, you can understand how funds are incorporating the MiFID II sustainability preferences into their distribution process and ensuring a compliant ESG distribution strategy.