New compliance trends
2019's leading minds on the latest regulatory and compliance developments:
Key regulatory and compliance updates for 2019
2019 regulators' panel
Co-Chief of the SEC Asset Management Unit, CFTC, FBI, DoJ...Hear it direct from the lead regulators of the alternatives industry.
Focused on key trends in enforcement - where were the key bureaus are focusing their attentions in the alternatives market? With anonymous audience Q&A - you asked the questions that matter to you.
Key sessions at West 2019
Join a variety of roundtables and panels to compare notes with peers on the latest approaches to fund regulation and compliance:
- Data privacy: preparing for CCPA
- SEC exams: comparing notes
- Compliance basics for emerging managers
- Managing AML/KYC
- Detecting fraud at portfolio companies
- Quickfire compliance updates
- Initial margin rules
Conflicts of interest - two CCOs keynote
Learn from two of the most experienced CCOs in the business on the conflicts of interest they face daily, and what you can do to manage them.
A keynote talk from Mark Schein (CCO, York Capital) and Andrew Kandel (CCO, Cerberus Capital).