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GAIM Ops West
October 5 - 8 2025
Waldorf Astoria Monarch BeachDana Point CA
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Matthew Harris
Assistant Director & Co-head of Private Funds Unit at U.S. Securities and Exchange
Speaker

Profile

Matthew Harris is Assistant Director and Co-Head of the Private Funds Unit in the Division of Examinations, the SEC’s specialized unit dedicated to examining advisers to private funds. Matt previously worked in the SEC’s IA/IC exam program in Chicago. He earned a Bachelor of Arts in Economics from Wheaton College and is a CFA® charterholder.

Agenda Sessions

  • Panel - How to prepare for SEC exams

    , 2:30pm
    View Session

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Michael Barry
General Counsel & Chief Compliance Officer
Samlyn Capital

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