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GAIM Ops West
October 28 - 30 2024
Omni La Costa Resort & SpaCarlsbad, CA

Suzan Rose
Senior Advisor, Government and Regulatory Affairs at AIMA


Suzan Rose is a senior advisor to The Alternative Investment Management Association Limited (“AIMA”). As a consultant to AIMA’s Government and Regulatory Affairs group, she is responsible for developing industry education content to assist AIMA’s members on a broad range of compliance, legal, and operational topics. She also represents AIMA in its advocacy work on regulatory matters impacting the alternative investment industry.

Prior to this role, Ms. Rose was the Chief Compliance Officer of Marshall Wace North America L.P., joining the firm in 2004 to build and launch their US business. She was responsible for ensuring that the firm's activities satisfy all regulatory and legal requirements in the US and abroad. As part of a global team, Ms. Rose also worked on behalf of the firm’s affiliated investment advisers in London and Hong Kong to fulfill their respective US requirements.

With nearly 30 years in the investment industry, Ms. Rose previously held a variety of senior compliance and management roles in the equity and fixed income areas of several prominent financial firms, such as Goldman Sachs, Credit Suisse, Citigroup, and Lehman Brothers.

Ms. Rose has a B.A. in Communications from Hofstra University, is a member of a number of industry groups, and frequently presents on regulatory topics. She also is involved with several nonprofit organizations that focus on education, protecting human rights, and empowering vulnerable populations.

Agenda Sessions

  • Crypto – focus on counterparty risk management

  • Action points on cybersecurity

  • From rulemaking to enforcement - everything you need to know

  • Standing small group discussions

  • Avoiding fraud and business risk