Brett NiehausChief Compliance Officer at Balbec CapitalSpeaker
Profile
Brett Niehaus is the Chief Compliance Officer of Balbec Capital. Mr. Niehaus is responsible for compliance matters for Balbec Capital.
Prior to Balbec, Mr. Niehaus was Senior Principal Consultant and Diversified Financial Practice Specialist at ACA Compliance Group. He provided comprehensive regulatory advice to a wide range of leading private fund managers, registered investment advisers, and global asset managers, including serving as Balbec’s dedicated external consultant for over two years prior to joining the firm.
Mr. Niehaus holds a B.S. in Finance (Business Leadership Honors Program) from the University of Scranton.
Agenda Sessions
Legal and compliance: what should we be focused on?
, 2:15pmView Session