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EMex Americas: The Emerging Manager Exchange
October 2025
New York, NYC

Richard Guidice
Partner at Kleinberg Kaplan
Speaker

Profile

Richard Guidice advises both start-up and established private investment funds, as well as private fund managers, registered investment advisers, commodity pool operators, broker-dealers, family offices and other financial institutions on regulatory and strategic issues related to their formation, structure and operation.

Richard also has extensive experience counseling family offices, foundations, private and public pension plans, and other LP-side investors regarding their unique structuring, diligence and legal concerns with respect to their investments in alternative asset classes.

Agenda Sessions

  • Key Regulatory Considerations for Emerging Managers Before SEC Registration

    12:30pm