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2020 Nomination Categories and Subcategories



401 (k) - Retirement Plan Support Services
  • 401(k) Service
  • 401(k) Technology
ASSET MANAGERS
  • Alternatives
  • Chief Marketing Officer of The Year*
  • Client Experience Initiative
  • Corporate Social Responsibility/Diversity
  • Equities
  • ETF Strategists
  • ETFs
  • Fixed Income
  • Model Marketplaces
  • New Product Development
  • Real Estate (including REITs)
  • Separate Accounts
  • Social Media Leadership
  • Socially Responsible Investment (SRI)/Impact Investing
  • Thought Leadership Advisor Education
  • Thought Leadership Product Enhancement
BROKERS/DEALERS (1,000 Advisors or More)

 

  • Chief Marketing Officer of The Year
  • Chief Technology Officer of The Year
  • Corporate Social Responsibility/Diversity
  • Practice Management
  • Service
  • Social Media Leadership
  • Technology
  • Thought Leadership
  • Transition Support
BROKERS/DEALERS (Fewer Than 1,000 Advisors)

 

  • Chief Marketing Officer of The Year
  • Chief Technology Officer of The Year
  • Corporate Social Responsibility/Diversity
  • Practice Management
  • Service
  • Social Media Leadership
  • Technology
  • Thought Leadership
  • Transition Support
COMPLIANCE/LAW FIRMS



CUSTODIANS (Emerging – Less than $25B)

 

  • Alternative Asset
  • Chief Marketing Officer of the Year
  • Chief Technology Officer of The Year
  • Corporate Social Responsibility/Diversity
  • Practice Management
  • Social Media Leadership
  • Technology
  • Thought Leadership
  • Transition Support
CUSTODIANS (Established — $25B and Over)

 

  • Alternative Asset
  • Chief Marketing Officer of the Year
  • Chief Technology Officer of The Year
  • Corporate Social Responsibility/Diversity
  • Practice Management
  • Social Media Leadership
  • Technology
  • Thought Leadership
  • Transition Support
Disruptors

 

  • Industry
  • Technology
Family Offices

 

  • Client Initiative
  • Thought Leadership
Hedge Funds/Private Equity



INDIVIDUAL RIA FIRM LEADERS

 

  • CEO of the Year
  • Innovator of the Year
  • Thought Leader of the Year
INDUSTRY ASSOCIATIONS



INDUSTRY RESEARCH PROVIDERS



INSURANCE



INVESTMENT BANKS/LENDERS/SUCCESSION PLANNING CONSULTANTS



NON-CUSTODIAL RIA SUPPORT PLATFORMS



PRIVATE EQUITY PROVIDERS



SUCCESSION/OWNERSHIP TRANSITION SERVICES – NON-CUSTODIAN/BROKER/DEALER



TAMPs



Technology Providers

 

  • Account Aggregation
  • Alternative Investment Platforms
  • Blockchain/Cryptocurrency
  • Cash Optimization**
  • Chief Marketing Officer of The Year*
  • Chief Technology Officer of The Year*
  • Client Onboarding/New Account Opening
  • Client Portals
  • Compliance
  • Corporate Social Responsibility/Diversity
  • CRM
  • Cyber Security
  • Digital Advisors (Robo)
  • Document Management
  • Financial Planning
  • Fractional Share Trading
  • Innovation New Applications
  • Innovation Platforms
  • Model Marketplaces
  • Portfolio Analytics**
  • Portfolio Management, Accounting and Performance Reporting
  • Rebalancing
  • Risk Tolerance/Client Profiling
  • Social Media Leadership
  • Specialized Planning Applications
  • Thought Leadership
  • Unified (all-in-one) Systems
  • Wealth Reporting/Personal Finance Managers
Trusts