Romin DabirPartner at Reed SmithSpeaker
Profile
Romin Dabir is a partner in the Financial Industry Group and has experience of advising clients on a wide range of financial regulatory issues on both the sell-side and the buy-side. Areas of focus include interpretation of the Financial Services and Markets Act 2000 (and its underlying legislation), regulatory perimeter issues, governance, market abuse, conduct of business, marketing and distribution requirements. Recently, Romin has focussed in particular on advising alternative fund managers, including in relation to the formation, structuring and marketing of funds (in both the UK and Europe) and general compliance matters.
In addition, he provides support for transactional departments in relation to the acquisition of financial services firms authorised and supervised by the Financial Conduct Authority (“FCA”). He also has experience of assisting firms with investigating potential regulatory breaches and making notifications to the FCA, where required.
Prior to his legal career, Romin worked as a management consultant, where he qualified as a chartered management accountant.
Agenda Sessions
Developing sustainable investment labels
, 10:10View Session