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Wealth Management EDGE
May 13 - 16, 2024
The Diplomat Beach ResortHollywood, Florida

Vigilant Compliance, LLC


Vigilant is an Industry Leading Compliance Firm and for nearly two decades has been providing the following solutions:

• Outsourced CCO
• CCO Support
• Compliance Consulting
• Marketing Review Support
• Mock SEC Exams
• SEC Registration
• Principal Underwriter
• Registered Representative Licensing

Our Clients include: ETFs/Mutual Funds, Private Funds, Closed-End Funds, Investment Advisers and Broker Dealers.