Main conference day 2
Investor Breakfast (Invite only)
Roundtable discussions
- Digitalized DDQs – hosted by Sai Gadwale
- Developing better relationships with managers – hosted by Lily Kim
Fiduciary issues are the primary concern for private funds. Compliance programs including valuations, adequacy of documentation, oversight of sub-advisers and use of AI. Cybersecurity, cyberbreaches, governance practices, vendor diligence, areas of exam focus – management and oversight of models is sufficient, crypto – suitability, custody and operational resiliency.
- Heather Zuzenak - Chief Compliance Officer, Advent International
- Neil Margolies - General Counsel & CCO, Tilden Park Capital Management LP
(1) Tax structure changes, regulation and guidance(2) Building strong compliance programs (3) Best practice in fund formation (4) Delegation and outsourcing risks (5) How to capture the full value from data (6) Concerns around cloud computing and cybersecurity(7) Developing and enforcing compliance policies and procedures(8) Managing risks of AI (9) The evolving role of the controller
Driving value creation and delivering improved reporting
• What the industry can learn from Asia concerning breaches of fiduciary duties • Exploring the Key Investment Services’ case and the failure to address conflicts of interest