Kevin VincentChief Compliance Officer at S2G InvestmentsPanelist
Profile
Kevin brings over 15 years of financial regulatory experience to his role. Prior to joining S2G, he spent more than a decade at the U.S. Securities and Exchange Commission, where he held examiner and supervisory positions within the Division of Examinations. Before his time at the SEC, Kevin worked at the National Futures Association as a Field Supervisor and later at FINRA as a Senior Regulatory Coordinator.
Agenda Sessions
Navigating SEC & FCA examinations and enforcement trends
, 9:15amView Session
